Compliance

SEC Issues 10 More Pay Versus Performance Compliance & Disclosure Interpretations (C&DIs)

SEC Issues 10 More Pay Versus Performance Compliance & Disclosure Interpretations (C&DIs)

The Securities and Exchange Commission (SEC) has issued 10 more Compliance and Disclosure Interpretations (C&DI) relating to the new pay-versus-performance […]

Are you Making the Right Choice When it Comes to Policies vs Procedures?

Are you Making the Right Choice When it Comes to Policies vs Procedures?

Policies and procedures are both part of policy management but are entirely different concepts.  A policy is a high-level framework […]

How to Build a Strong Ethics and Compliance Team

How to Build a Strong Ethics and Compliance Team

To recruit and retain a strong ethics and compliance team, it is important to establish a mission and vision for […]

Delaware Passes Delaware Personal Data Privacy Act (DPDPA)

Delaware Passes Delaware Personal Data Privacy Act (DPDPA)

Delaware is now the 13th state to enact a comprehensive data privacy law.  The state passed this law on September […]

Changes To Davis-Bacon Requirements Start In October

Changes To Davis-Bacon Requirements Start In October

Contractors and subcontractors on federally-funded construction projects must pay prevailing wages for workers engaged at the “site of the work,” […]

FTC Accuses Anesthesia Rollup, Private Equity Firm, of Monopolization

FTC Accuses Anesthesia Rollup, Private Equity Firm, of Monopolization

Stat News reports that the Federal Trade Commission has filed suit against private equity firm Welsh Carson and U.S. Anesthesia […]

Compliance With California’s Pay Data and Transparency Law

In California, Senate Bill 1162, came into effect on January 1, 2023. It requires employers to disclose pay scale information […]

Executives Iffy About Data Privacy Preparedness

The Blind Spot in Cybersecurity: Assessing Value and Efficacy in Risk Management

Risk managers are flying blind when it comes to the value and efficacy of cybersecurity systems, according to a report […]

Corporate Transparency Act Kicks In Soon

Corporate Transparency Act Kicks In Soon

Small companies, corporations, LLCs, or similar entities registered to do business in the US that meet the definition of reporting […]

Congress Takes a Baby Step Toward AI Regulation

Congress Takes a Baby Step Toward AI Regulation

According to the New York Times, Senator Chuck Schumer of New York begins a series of listening sessions Sept 13th […]

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